design-of-experiments（实验设计）

Design of Experiments

Table of Contents

• Workflow
• Common Patterns
• Guardrails
• Quick Reference

Workflow

Copy this checklist and track your progress:

Design of Experiments Progress:
- [ ] Step 1: Define objectives and constraints
- [ ] Step 2: Identify factors, levels, and responses
- [ ] Step 3: Choose experimental design
- [ ] Step 4: Plan execution details
- [ ] Step 5: Create experiment plan document
- [ ] Step 6: Validate quality

Step 1: Define objectives and constraints

Clarify the experiment goal (screening vs optimization), response metric(s), experimental budget (max runs), time/cost constraints, and success criteria. See Common Patterns for typical objectives.

Step 2: Identify factors, levels, and responses

List all candidate factors (controllable inputs), specify levels for each factor (low/high or discrete values), categorize factors (control vs noise), and define response variables (measurable outputs). For screening many factors (8+), see resources/methodology.md for Plackett-Burman and fractional factorial approaches.

Step 3: Choose experimental design

Based on objective and constraints:

• For screening 5+ factors with limited runs → Use resources/methodology.md for fractional factorial or Plackett-Burman
• For optimizing 2-5 factors → Use resources/template.md for full or fractional factorial
• For response surface mapping → Use resources/methodology.md for central composite or Box-Behnken
• For robust design against noise → Use resources/methodology.md for parameter vs noise factor arrays

Step 4: Plan execution details

Specify randomization order (eliminate time trends), blocking strategy (control nuisance variables), replication plan (estimate error), sample size justification (power analysis), and measurement protocols. See Guardrails for critical requirements.

Step 5: Create experiment plan document

Create design-of-experiments.md with sections: objective, factors table, design matrix (run order with factor settings), response variables, execution protocol, and analysis plan. Use resources/template.md for structure.

Step 6: Validate quality

Self-assess using resources/evaluators/rubric_design_of_experiments.json. Check: objective clarity, factor completeness, design appropriateness, randomization plan, measurement protocol, statistical power, analysis plan, and deliverable quality. Minimum standard: Average score ≥ 3.5 before delivering.

Common Patterns

Pattern 1: Screening (many factors → vital few)

• Context: 10-30 candidate factors, limited budget, want to identify 3-5 critical factors
• Approach: Plackett-Burman or fractional factorial (Resolution III/IV)
• Output: Pareto chart of effect sizes, shortlist for follow-up optimization
• Example: Software performance tuning with 15 configuration parameters

Pattern 2: Optimization (find best settings)

• Context: 2-5 factors already identified as important, want to find optimal levels
• Approach: Full factorial (2^k) or fractional factorial + steepest ascent
• Output: Main effects plot, interaction plots, recommended settings
• Example: Manufacturing process with temperature, pressure, time factors

Pattern 3: Response Surface (map the landscape)

• Context: Need to understand curvature, find maximum/minimum, quantify tradeoffs
• Approach: Central Composite Design (CCD) or Box-Behnken
• Output: Response surface equation, contour plots, optimal region
• Example: Chemical formulation with ingredient ratios

Pattern 4: Robust Design (work despite noise)

• Context: Product/process must perform well despite uncontrollable variation
• Approach: Taguchi inner-outer array (control × noise factors)
• Output: Settings that minimize sensitivity to noise factors
• Example: Consumer product that must work across temperature/humidity ranges

Pattern 5: Sequential Experimentation (learn then refine)

• Context: High uncertainty, want to learn iteratively with minimal waste
• Approach: Screening → Steepest ascent → Response surface → Confirmation
• Output: Progressively refined understanding and settings
• Example: New product development with unknown factor relationships

Guardrails

Design requirements:

1. Randomize run order: Eliminates time-order bias and confounding with lurking variables. Use random number generator, not "convenient" sequences.
2. Replicate center points: For designs with continuous factors, replicate center point runs (3-5 times) to estimate pure error and detect curvature.
3. Preserve critical interactions: In fractional factorials, avoid confounding important 2-way interactions with main effects. Choose Resolution IV or higher if interactions matter.
4. Check design balance: Ensure orthogonality (factors are uncorrelated in design matrix). Correlation > 0.3 reduces precision and interpretability.
5. Define response precisely: Use objective, quantitative, repeatable measurements. Avoid subjective scoring unless calibrated with multiple raters.
6. Justify sample size: Run power analysis to ensure design can detect meaningful effect sizes with acceptable Type II error risk (beta at most 0.20).
7. Document assumptions: State expected effect magnitudes, interaction assumptions, noise variance estimates. Design validity depends on these.
8. Plan for analysis before running: Specify statistical tests, significance level (alpha), effect size metrics before data collection to prevent p-hacking.

Common pitfalls:

• ❌ One-factor-at-a-time (OFAT): Misses interactions, requires more runs than factorial designs
• ❌ Ignoring blocking: If runs span days/batches/operators, block accordingly or confound results with time trends
• ❌ Too many levels: Use 2-3 levels initially. More levels increase runs exponentially.
• ❌ Unmeasured factors: If an important factor isn't controlled/measured, it becomes noise
• ❌ Changing protocols mid-experiment: Breaks design structure. If necessary, restart or analyze separately.

Quick Reference

Key resources:

• resources/template.md: Quick-start templates for common designs (factorial, screening, response surface)
• resources/methodology.md: Advanced techniques (optimal designs, Taguchi, mixture experiments, sequential strategies)
• resources/evaluators/rubric_design_of_experiments.json: Quality criteria for experiment plans

Typical workflow time:

• Simple factorial (2-4 factors): 15-30 minutes
• Screening design (8+ factors): 30-45 minutes
• Response surface design: 45-60 minutes
• Robust design (Taguchi): 60-90 minutes

When to escalate:

• User needs mixture experiments (factors must sum to 100%)
• Split-plot designs required (hard-to-change factors)
• Optimal designs for irregular constraints
• Bayesian adaptive designs → Use resources/methodology.md for these advanced cases

Inputs required:

• Process/System: What you're experimenting on
• Factors: List of controllable inputs with candidate levels
• Responses: Measurable outputs (KPIs, metrics)
• Constraints: Budget (max runs), time, resources
• Objective: Screening, optimization, response surface, or robust design

Outputs produced:

• design-of-experiments.md: Complete experiment plan with design matrix, randomization, protocols, analysis approach